In a two-part legal update, we will discuss key information SEC registrants should know going into the upcoming review cycle conducted by the ...

A review of key topics and trends from settled enforcement actions announced by the Securities and Exchange Commission (SEC) ...

A motion filed earlier this week rejected several of Kraken’s defenses and complained that the exchange was "trying to ...

The SEC also requested that the issues be examined “de novo,” which means the court reviews a decision based on questions ...

On October 21, the U.S. Securities and Exchange Commission (SEC) Division of Examinations published its 2025 Examination ...

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The Securities and Exchange Commission (SEC) has issued a directive to digital asset operators under its supervision, urging them to file suspicious transaction reports to combat money laundering.

WASHINGTON/NEW YORK (Reuters) - The banking and finance industries are rapidly drawing up wish lists for lighter regulation ...

Franklin Templeton’s largest subsidiary, Western Asset Management, saw $37 billion in outflows in the last three months.

An analysis of issues and risks that cryptocurrency (crypto ... The US Department of Justice, the Securities and Exchange Commission (SEC), and the Commodity Futures Trading Commission (CFTC ...

Each week, the SEC issues an official ‘student-athlete availability report‘ (aka injury report) on Wednesday evening each week. The conference also releases an update 90 minutes before kickoff.

On the regulatory front, sources largely expect a Harris administration’s Department of Labor to continue the work of the Biden administration, defending key rules in court and implementing provisions ...