In a two-part legal update, we will discuss key information SEC registrants should know going into the upcoming review cycle conducted by the ...

A review of key topics and trends from settled enforcement actions announced by the Securities and Exchange Commission (SEC) ...

The SEC also requested that the issues be examined “de novo,” which means the court reviews a decision based on questions ...

At the time, Supermicro seemed to have a bright future. Its revenue jumped 46% in 2022 and 37% in 2023, and analysts were ...

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and so whistleblowers can play a key role in those detection and prevention efforts by reporting violations to the Commission. Notably, compliance personnel may qualify under the SEC Whistleblower ...

The Securities and Exchange Commission (SEC) has issued a directive to digital asset operators under its supervision, urging them to file suspicious transaction reports to combat money laundering.

An analysis of issues and risks that cryptocurrency (crypto ... The US Department of Justice, the Securities and Exchange Commission (SEC), and the Commodity Futures Trading Commission (CFTC ...

Franklin Templeton’s largest subsidiary, Western Asset Management, saw $37 billion in outflows in the last three months.

The U.S. Securities and Exchange Commission (SEC) asked the Northern District Court ... and prevent Kraken from trying to re-litigate the same issues repeatedly at every possible stage of this ...

Each week, the SEC issues an official ‘student-athlete availability report‘ (aka injury report) on Wednesday evening each week. The conference also releases an update 90 minutes before kickoff.

On the regulatory front, sources largely expect a Harris administration’s Department of Labor to continue the work of the Biden administration, defending key rules in court and implementing provisions ...